SEC Issues Risk Disclosure Guidance for Chinese Issuers

In another move to step up its oversight of China-based companies, the U.S. Securities and Exchange…

SEC Allows Apple Shareholder Vote on NDAs

The U.S. Securities and Exchange Commission has cleared the way for Apple shareholders to vote on…

SEC Chief Outlines Possible SPAC Reforms

SEC Chair Gary Gensler U.S. Securities and Exchange Fee Chair Gary Gensler stated Thursday that SPAC…

SEC Tightens Guidance on ‘Spring-Loaded’ Options

The U.S. Securities and Exchange Commission updated accounting guidance on Monday to help public companies determine…

SEC Enforcement Activity Drops 15% in 2021

U.S. Securities and Exchange Commission enforcement actions against public companies and subsidiaries fell to the lowest…

Will the SEC Finally Approve a Tougher Clawback Rule?

Through a modern speech, Securities and Trade Fee Chair Gary Gensler reported he would be pushing…

New SEC Chief Aims to Tame Crypto ‘Wild West’

U.S. Securities and Exchange Commission Chair Gary Gensler has known as on Congress to give the…

Eagle Bancorp CFO Faces SEC Probe

Eagle Bancorp CFO Charles Levingston seems to have the aid of the company’s board as he…

SEC Alleges Fraud in Space SPAC Merger

In a single of the 1st major enforcement steps of its sort, several get-togethers involved in…

EV Startup Faces SEC Investigation

Electric powered car startup Canoo is becoming investigated by the U.S. Securities and Exchange Commission, the…