With a regulatory requirement for prime-five hundred outlined firms to split the place of chairperson and…
Tag: Compliance
McKinsey Fined $18M Over Compliance Failures
McKinsey & Co. has agreed to pay $18 million for failing to establish appropriate boundaries between…
Matthew Morningstar Joins LPL Financial as EVP, Compliance, Legal & Risk
CHARLOTTE, N.C., Sept. 07, 2021 (World NEWSWIRE) — LPL Monetary LLC these days declared that Matthew…
Atos partners with Eupry to offer a Compliance Monitoring service for Covid-19 vaccine delivery
Paris, France – 21 December 2020 Atos has partnered with Eupry, a Danish startup specializing in…